Banking / Financial Services Compliance

Up to $55,000 to start plus excellent company-sponsored benefits and annual bonus program

Oak Brook Area

Position Type:
Full-time | Direct-hire

Job Description:

Banking / Financial Services Compliance
Compliance Testing and Compliance Analyst
Handle Internal Program Audits
Up to $55,000 to start plus excellent company-sponsored benefits and annual bonus program
Near West Suburbs - Oak Brook Area

As a Compliance Testing and Compliance Analyst, your job duties and responsibilities will include:

- Reporting to and assisting the Compliance Testing Manager
- Monitoring specific assigned company programs
- Performing compliance testing
- Reviewing applicable risk assessments, policies, procedures, forms, agreements, rules, and regulations
- Ensuring full compliance with all policies, procedures, laws and regulations
- Providing feedback to management to help improve operations
- Performing the timely execution of risk-based internal compliance reviews
- Proactively identifying risks within the firm and presenting recommendations for improvements
- Completing other compliance projects such as reviewing client documents for compliance and acceptance and applying the Bank Secrecy Act to related activities
- Providing training and guidance to internal staff as needed

The ideal candidate profile will include:

- A Bachelors Degree

- Two or more years of compliance-related experience within the Banking, Financial Services and/or Wealth Management industries

- Intermediate to advanced MS Office skills


- High ethical standards
- Ability to examine and present findings with an unbiased attitude and detached approach
- A proactive and analytical nature
- The ability to problem-solve and propose solutions
- Proven ability to prioritize and manage multiple tasks to completion


+++ Certified Fraud Examiner (CFE)
+++ Certified IRA Services Professional (CISP)
+++ Knowledge of retirement and custody accounts
+++ Knowledge of IRA/IRS rules and regulations
+++ Knowledge of Bank Secrecy Act regulations (CIP, OFAC, AML, SARs)

Our client is a well-know provider of alternative custody solutions to the financial services industry.

Please submit your resume by using the Apply Now feature.

All resumes submitted will be reviewed based on the candidate profile listed above.

Candidates with the most relevant background will be selected first and asked to participate in a screening.

Initial screenings can be done in-person during office hours, before or after hours, or by phone if needed.

JG ID #19-1798, Oak Brook, IL 60523

Relevant Skills, Experience, Industries:
Management Skills - People or Projects Finance-Financial Services Management Skills - People or Projects, Financial, Banking, Insurance, Real Estate, Investment, Related Services

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