Banking Compliance Analyst

Up to $70,000 to start plus excellent company-sponsored benefits and annual bonus program

Western Suburbs - Oak Brook Area

Position Type:
Full-time | Direct-hire

Job Description:

Compliance Analyst
Senior Compliance Analyst
Banking * Financial Services * Audit
Up to $70,000 to start plus excellent company-sponsored benefits and annual bonus program

As Senior Compliance Analyst, your job duties and responsibilities will include:

- Reporting to the Compliance Manager
- Spearheading compliance testing and monitoring programs
- Ensuring compliance with policies, procedures, quality standards, laws and regulations
- Executing risk-based internal compliance reviews
- Assisting with compliance-related projects
- Observing and assessing processes
- Conducting process interviews
- Creating process flow charts
- Running tests and documenting results
- Providing recommendations for corrective action and/or risk remediation
- Reporting on your findings
- Creating action plans and pinpointing deliverables
- Contributing to the annual Risk Assessment Program
- Training, mentoring and providing guidance to Junior Compliance Analysts
- Working cross-functionally on other compliance initiatives and campaigns
- Promoting a culture of compliance and constructive collaboration to achieve business objectives
- Performing other duties as assigned

An ideal candidate profile will include:

- At least three years of related / similar / relevant experience
- Advanced technical writing skills
- A Bachelor's Degree


- Intermediate to advanced proficiency with Microsoft Word, Excel and Outlook
- Effective communication skills
- Analytical and strategic planning skills
- Prioritization skills
- The desire to foster an environment of compliance
- The ability to drive change and encourage continuous improvement


- Experience with data visualization and reporting tools, including MS Visio +++
- CISP (Certified IRA Services Professional) +++
- Advanced Degree[s] / Certification[s] in a related field +++
- Knowledge of and/or experience with IRA/IRS rules and regulations +++
- Knowledge of retirement and custody accounts +++

Our client is a well-known provider of specialized custody solutions for the financial services industry.

Please submit your resume by using the Apply Now feature.

All resumes submitted will be reviewed based on the candidate profile listed above.

Candidates with the most relevant background will be selected first and asked to participate in a screening.

Initial screenings can be done in-person during office hours, before or after hours, or by phone if needed.

JG ID #20-1020 - Oak Brook, IL 60523

Relevant Skills, Experience, Industries:
Management Skills - People or Projects Finance-Financial Services Management Skills - People or Projects, Financial, Banking, Insurance, Real Estate, Investment, Related Services

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